Filed November 30, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $341,976 |
KPMG LLP5 years Service code 10 · EIN 13-5565207 | Accounting | $78,225 |
Filed as: CAPFINANCIAL PARTNERS, LLC. Service code 27 · EIN 26-0058143 | Advisory (Plan) | $27,000 |
PORTFOLIO EVALUATIONS, INC.8+ years Filed as: PORTFOLIO EVALUATIONS INC Service code 16 · EIN 22-3189064 | Consulting | $27,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $189,985 | $78,104+143.2% | $115,756+64.1% | $78,104+143.2% |
| Participation rate | 96.7% | 74.5%+22.2pp | 77.1%+19.6pp | 74.5%+22.2pp |
| Annual return | -13.09% | 10.90%-24.0pp | 143.14%-156.2pp | 10.90%-24.0pp |
| Employer contribution / active EE | $10,428 | $3,128+233.4% | $3,793+175.0% | $3,128+233.4% |
| Participant deferral / active EE | $9,267 | $5,089+82.1% | $6,254+48.2% | $5,089+82.1% |
| Admin fee / account holder | $55 | $79-30.0% | $8,124-99.3% | $79-30.0% |