Filed July 8, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $71,263 |
DIVERSIFIED TRUST COMPANY3+ years Filed as: DIVERSIFIED INVESTMENT ADVISORS Service code 16 | Consulting | $25,113 |
LPL FINANCIAL3+ years Filed as: LPL FINANCIAL CORP Service code 16 PO BOX 509266 · SAN DIEGO, CA 92150 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION3+ years Filed as: MID ATLANTIC CAPITAL CORP Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,553 | $46,173-79.3% | $170,435-94.4% | $69,631-86.3% |
| Participation rate | 99.8% | 63.9%+36.0pp | 83.6%+16.3pp | 70.7%+29.2pp |
| Annual return | 14.61% | 21.62%-7.0pp | 205.94%-191.3pp | 27571.02%-27556.4pp |
| Employer contribution / active EE | $780 | $1,610-51.5% | $5,432-85.6% | $2,032-61.6% |
| Participant deferral / active EE | $1,254 | $2,080-39.7% | $4,939-74.6% | $3,224-61.1% |
| Admin fee / account holder | $105 | $116-9.6% | $13,881-99.2% | $110-5.1% |