Filed July 8, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $52,936 |
DIVERSIFIED TRUST COMPANY2+ years Filed as: DIVERSIFIED INVESTMENT ADVISORS Service code 16 | Consulting | $18,553 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL CORP Service code 16 PO BOX 509266 · SAN DIEGO, CA 92150 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Filed as: MID ATLANTIC CAPITAL CORP Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $7,799 | $36,916-78.9% | $156,551-95.0% | $57,658-86.5% |
| Participation rate | 86.2% | 63.4%+22.8pp | 84.0%+2.2pp | 70.2%+16.0pp |
| Annual return | 6.60% | 12.38%-5.8pp | 32.23%-25.6pp | 5.13%+1.5pp |
| Employer contribution / active EE | $521 | $1,571-66.8% | $5,501-90.5% | $1,974-73.6% |
| Participant deferral / active EE | $896 | $1,926-53.5% | $4,871-81.6% | $3,061-70.7% |
| Admin fee / account holder | $81 | $82-1.3% | $13,028-99.4% | $95-13.8% |