Filed November 15, 2021 (most recent of 3 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $53,981 |
SMOLIN, LUPIN & CO1 year Filed as: SMOLIN, LUPIN & CO., PA Service code 10 · EIN 22-2258733 | Accounting | $20,000 |
Service code 49 · EIN 04-1590850 | Other Services | $3,081 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK3 years Service code 52 · EIN 13-3806694 | Indirect Investment Fees | $0 |
CALVERT3 years Service code 52 · EIN 52-1233223 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
HARRIS3 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
PIMCO FUNDS3 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC3 years Filed as: T. ROWE PRICE Service code 52 · EIN 52-1151266 | Indirect Investment Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,696 | $88,122+86.9% | $141,162+16.7% | $67,579+143.7% |
| Participation rate | 95.3% | 76.5%+18.8pp | 82.5%+12.8pp | 71.3%+24.0pp |
| Annual return | 20.11% | 75.40%-55.3pp | 71.39%-51.3pp | 378.56%-358.4pp |
| Employer contribution / active EE | $1,991 | $3,224-38.2% | $4,735-57.9% | $2,148-7.3% |
| Participant deferral / active EE | $8,308 | $5,958+39.4% | $6,709+23.8% | $3,539+134.7% |
| Admin fee / account holder | $52 | $131-60.3% | $10,261-99.5% | $142-63.5% |