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| Provider | Service type | Compensation |
|---|---|---|
Service code 55 5707 SOUTHWEST PKWY · AUSTIN, TX 78735 | Other Commissions | $11,959 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,447 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,283 |
MORNINGSTAR7+ years Filed as: MORNINGSTAR INC MORNINGSTAR ASSOCIA Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Other Fees | $1,076 |
CETERA ADVISOR NETWORKS LLC7+ years Service code 55 2301 ROSECRANS AVE., #5100 · EL SEGUNDO, CA 902455670 | Other Commissions | $987 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,928 | $86,655-37.8% | $119,622-54.9% | $66,938-19.4% |
| Participation rate | 45.3% | 75.6%-30.2pp | 79.3%-34.0pp | 69.8%-24.5pp |
| Annual return | 3.32% | -8.00%+11.3pp | -14.98%+18.3pp | 1.58%+1.7pp |
| Employer contribution / active EE | $202 | $2,536-92.0% | $4,232-95.2% | $2,545-92.1% |
| Participant deferral / active EE | $2,455 | $4,358-43.7% | $5,601-56.2% | $4,238-42.1% |
| Admin fee / account holder | $109 | $755-85.6% | $10,328-98.9% | $594-81.7% |