Filed November 27, 2018 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $171,782 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,572 | $45,000+116.8% | $143,757-32.1% | $77,904+25.2% |
| Participation rate | 57.3% | 66.8%-9.6pp | 80.3%-23.0pp | 73.7%-16.4pp |
| Annual return | -14.72% | 29.03%-43.8pp | -0.04%-14.7pp | 12.21%-26.9pp |
| Employer contribution / active EE | $1,295 | $1,870-30.7% | $4,951-73.8% | $2,848-54.5% |
| Participant deferral / active EE | $4,673 | $3,157+48.1% | $5,637-17.1% | $4,806-2.8% |
| Admin fee / account holder | $69 | $98-30.1% | $14,673-99.5% | $133-48.1% |