Filed November 27, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $218,384 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,002 | $56,095+83.6% | $178,510-42.3% | $90,274+14.1% |
| Participation rate | 65.7% | 65.6%+0.1pp | 81.9%-16.3pp | 73.4%-7.7pp |
| Annual return | 12.40% | 28.81%-16.4pp | 151.13%-138.7pp | 53.97%-41.6pp |
| Employer contribution / active EE | $1,384 | $1,572-12.0% | $5,011-72.4% | $2,523-45.2% |
| Participant deferral / active EE | $4,971 | $2,669+86.3% | $5,202-4.4% | $4,231+17.5% |
| Admin fee / account holder | $91 | $101-9.6% | $13,988-99.3% | $114-20.3% |