Filed November 27, 2018 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $196,003 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,607 | $44,989+83.6% | $170,442-51.5% | $77,958+6.0% |
| Participation rate | 56.6% | 64.6%-8.0pp | 83.6%-27.0pp | 71.6%-15.0pp |
| Annual return | 15.79% | 19.61%-3.8pp | 205.93%-190.1pp | 20.87%-5.1pp |
| Employer contribution / active EE | $1,079 | $1,466-26.4% | $5,433-80.1% | $2,310-53.3% |
| Participant deferral / active EE | $3,753 | $2,208+70.0% | $4,939-24.0% | $3,537+6.1% |
| Admin fee / account holder | $89 | $69+29.6% | $13,880-99.4% | $97-8.2% |