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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 26-4310632 | Advisory (Participants) | $88,965 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPR. Service code 26 · EIN 26-4310632 | Advisory (Participants) | $20,206 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $18,409 |
Filed as: FIDELITY INVESTMENT INSTITUTIONAL Service code 60 | Sub-TA Fees | $0 |
Filed as: FIDELITY INVESTMENTS INSTITUATIONAL Service code 60 | Sub-TA Fees | $0 |
Service code 60 | Sub-TA Fees | $0 |
MORGAN STANLEY SMITH BARNEY4 years Service code 61 | Finders' fees / placement fees | $0 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $125,182 | $75,419+66.0% | $392,568-68.1% | $67,579+85.2% |
| Participation rate | 82.5% | 74.8%+7.7pp | 78.1%+4.5pp | 71.3%+11.2pp |
| Annual return | 27.91% | 36.70%-8.8pp | 24.42%+3.5pp | 378.56%-350.6pp |
| Employer contribution / active EE | $4,297 | $2,636+63.0% | $3,783+13.6% | $2,148+100.0% |
| Participant deferral / active EE | $12,741 | $4,347+193.1% | $5,985+112.9% | $3,539+260.0% |
| Admin fee / account holder | $169 | $114+48.1% | $6,260-97.3% | $142+18.4% |