Filed March 10, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 27 · EIN 36-3145972 | Advisory (Plan) | $75,000 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$23,165 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,403 | $72,448+85.5% | $118,746+13.2% | $69,631+93.0% |
| Participation rate | 100.0% | 79.7%+20.3pp | 78.3%+21.7pp | 70.7%+29.3pp |
| Annual return | 19.14% | 19.06%+0.1pp | 24.54%-5.4pp | 27571.02%-27551.9pp |
| Employer contribution / active EE | $10,280 | $3,771+172.6% | $4,193+145.2% | $2,032+405.9% |
| Participant deferral / active EE | $8,944 | $4,943+81.0% | $5,332+67.7% | $3,224+177.4% |
| Admin fee / account holder | $49 | $99-50.7% | $10,720-99.5% | $110-55.9% |