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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AXA ADVISORS LLC Service code 27 1290 AVENUE OF THE AMERICAS · NEW YORK, NY 10104 | Advisory (Plan) | $26,091 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $22,969 |
NOVA 401(K) ASSOCIATES3 years Service code 13 · EIN 20-1181458 | Contract Administrator | $7,454 |
Service code 27 6504 BRIDGE POINT PKWY STE 450 · AUSTIN, TX 78730 | Advisory (Plan) | $3,728 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,036 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,156 | $72,554-0.5% | $138,135-47.8% | $73,493-1.8% |
| Participation rate | 60.3% | 74.8%-14.5pp | 78.7%-18.4pp | 70.7%-10.3pp |
| Annual return | 13.80% | 17.50%-3.7pp | 20.51%-6.7pp | 28.51%-14.7pp |
| Employer contribution / active EE | $2,284 | $3,511-34.9% | $5,587-59.1% | $2,270+0.6% |
| Participant deferral / active EE | $3,589 | $4,908-26.9% | $6,431-44.2% | $3,740-4.0% |
| Admin fee / account holder | $507 | $464+9.1% | $11,856-95.7% | $513-1.2% |