Filed April 22, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Investment manage... | $110,932 |
SAGEVIEW ADVISORY GROUP, LLC3 years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $30,000 |
KPMG LLP1 year Service code 10 · EIN 13-5565207 | Accounting | $21,000 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,637 | $68,904-62.8% | $90,657-71.7% | $68,904-62.8% |
| Participation rate | 16.2% | 74.1%-57.9pp | 74.0%-57.8pp | 74.1%-57.9pp |
| Annual return | -4.97% | 1.07%-6.0pp | 1.89%-6.9pp | 1.07%-6.0pp |
| Employer contribution / active EE | $238 | $2,540-90.6% | $2,532-90.6% | $2,540-90.6% |
| Participant deferral / active EE | $380 | $4,015-90.5% | $3,424-88.9% | $4,015-90.5% |
| Admin fee / account holder | $132 | $71+85.5% | $4,994-97.4% | $71+85.5% |