Filed April 22, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $117,538 |
SAGEVIEW ADVISORY GROUP, LLC1+ years Service code 16 · EIN 33-0818667 | Consulting | $30,000 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,558 | $32,913+11.1% | $80,004-54.3% | $59,188-38.2% |
| Participation rate | 18.5% | 56.9%-38.4pp | 73.0%-54.5pp | 69.4%-50.9pp |
| Annual return | -0.87% | 1.16%-2.0pp | 7.63%-8.5pp | 5.51%-6.4pp |
| Employer contribution / active EE | $383 | $789-51.5% | $2,473-84.5% | $2,098-81.8% |
| Participant deferral / active EE | $561 | $1,686-66.7% | $3,204-82.5% | $3,265-82.8% |
| Admin fee / account holder | -$32 | $40-179.6% | $5,033-100.6% | $92-134.6% |