Filed April 22, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $120,446 |
Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $30,000 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,154 | $35,600-60.2% | $87,502-83.8% | $63,975-77.9% |
| Participation rate | 25.2% | 56.1%-31.0pp | 73.8%-48.7pp | 71.1%-46.0pp |
| Annual return | 8.48% | 17.86%-9.4pp | 12.21%-3.7pp | 48.65%-40.2pp |
| Employer contribution / active EE | $250 | $854-70.7% | $2,550-90.2% | $2,182-88.5% |
| Participant deferral / active EE | $413 | $1,660-75.1% | $3,149-86.9% | $3,356-87.7% |
| Admin fee / account holder | -$18 | $51-135.1% | $4,221-100.4% | $70-125.3% |