Filed April 10, 2017
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC5 years Service code 27 · EIN 43-0538770 | Advisory (Plan) | $46,494 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,081 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,671 | $50,458+10.3% | $160,009-65.2% | $64,819-14.1% |
| Participation rate | 41.8% | 68.0%-26.3pp | 78.0%-36.2pp | 71.5%-29.7pp |
| Annual return | -16.51% | -13.42%-3.1pp | 408.85%-425.4pp | 32.84%-49.3pp |
| Employer contribution / active EE | $1,292 | $1,722-25.0% | $4,225-69.4% | $2,507-48.5% |
| Participant deferral / active EE | $2,492 | $4,004-37.7% | $6,183-59.7% | $4,311-42.2% |
| Admin fee / account holder | $118 | $706-83.2% | $8,715-98.6% | $188-37.0% |