Filed April 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS AND COMPANY, INC. Service code 27 501 N BROADWAY · SAINT LOUIS, MO 63102 | Advisory (Plan) | $67,174 |
Service code 37 · EIN 04-2647786 | Loan Processing | $613 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,735 | $46,966-6.9% | $185,117-76.4% | $69,631-37.2% |
| Participation rate | 32.9% | 65.3%-32.3pp | 77.3%-44.3pp | 70.7%-37.8pp |
| Annual return | 18.11% | 22.36%-4.3pp | 40.50%-22.4pp | 27571.02%-27552.9pp |
| Employer contribution / active EE | $819 | $1,360-39.8% | $4,182-80.4% | $2,032-59.7% |
| Participant deferral / active EE | $1,153 | $3,017-61.8% | $5,045-77.1% | $3,224-64.2% |
| Admin fee / account holder | $193 | $94+105.8% | $8,159-97.6% | $110+74.9% |