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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 PO BOX 219153 · KANSAS CITY, MO 64121 | Other Commissions | $20,623 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $14,281 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,944 | $53,412-0.9% | $68,509-22.7% | $52,331+1.2% |
| Participation rate | 85.5% | 71.7%+13.9pp | 74.7%+10.8pp | 68.1%+17.4pp |
| Annual return | 0.34% | 3.42%-3.1pp | 8.27%-7.9pp | 4.54%-4.2pp |
| Employer contribution / active EE | $2,141 | $1,607+33.2% | $2,278-6.0% | $1,882+13.8% |
| Participant deferral / active EE | $4,197 | $2,688+56.1% | $3,382+24.1% | $3,022+38.9% |
| Admin fee / account holder | $142 | $461-69.1% | $5,275-97.3% | $592-76.0% |