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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $96,073 |
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $57,913 |
MARKS PANETH LLP1+ years Filed as: MARKS NELSON LLC Service code 10 1310 E 104TH ST STE 300 · KANSAS CITY, MO 64131 | Accounting | $11,900 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage | $394 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB INVESTMENT MGMT. Service code 33 · EIN 94-3106735 | Securities brokerage | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,027 | $55,182-32.9% | $73,309-49.5% | $55,191-32.9% |
| Participation rate | 96.3% | 73.9%+22.3pp | 74.9%+21.4pp | 69.2%+27.1pp |
| Annual return | 0.31% | 8.55%-8.2pp | 5.67%-5.4pp | 10.78%-10.5pp |
| Employer contribution / active EE | $2,492 | $1,935+28.8% | $3,237-23.0% | $1,899+31.2% |
| Participant deferral / active EE | $6,557 | $4,641+41.3% | $4,991+31.4% | $3,046+115.2% |
| Admin fee / account holder | $305 | $68+344.7% | $5,635-94.6% | $91+235.5% |