Retirement plan

ADRIAN SMITH & GORDON GILL ARCHITECTURE, LLP EMPLOYEE SAVINGS PLAN

Name: ADRIAN SMITH + GORDON GILL ARCHITECTURE, LLP - ADRIAN SMITH & GORDON GILL ARCHITECTURE, LLP EMPLOYEE SAVINGS PLAN (2019) Form 5500
Creator: ADRIAN SMITH + GORDON GILL ARCHITECTURE, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADRIAN SMITH & GORDON GILL ARCHITECTURE, LLP EMPLOYEE SAVINGS PLAN, ADRIAN SMITH + GORDON GILL ARCHITECTURE, LLP

ADRIAN SMITH + GORDON GILL ARCHITECTURE, LLPEIN 20-5795665Plan #001PY 2019

30 W MONROE ST STE 400 - CHICAGO, IL 606034017312-920-1888LinkedIn51-200 employeesarchitecture & planning

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$8.8M

+40.8% from 2018

Total participants

136

-3.5% from 2018

Average account balance

$66,432

+41.9% from 2018

Annual return

37.24%

+43.89 pp from 2018

Benchmarks

See 25,913 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,913 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$9.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$126K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

157.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$703K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.48%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1053

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
WINTRUST INVESTMENTS LLC1 year Filed as: WAYNE HUMMER INVETMENTS LLC Service code 27 231 S LASALLE ST, 13TH FLOOR · CHICAGO, IL 60604	Advisory (Plan)	$14,093
GREAT-WEST LIFE & ANNUITY INSURANCE5+ years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$13,084
SHORE TOMPKINS ACTUARIAL RESOURCES5+ years Service code 13 · EIN 20-1694816	Contract Administrator	$8,096
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$796

Plan features & details

Pension benefit codes2E2F2G2J2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$27K

$435 / participant

Contract admin$27K100.0%

% of EOY assets

0.312%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: FGMK, LLC
Auditor EIN: 362929601
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$66,432

$89,364-25.7%

$141,177-52.9%

$72,983-9.0%

Participation rate

93.7%

75.1%+18.5pp

82.5%+11.2pp

69.5%+24.2pp

Annual return

37.24%

111.86%-74.6pp

71.40%-34.2pp

81.01%-43.8pp

Employer contribution / active EE

$3,115-100.0%

$4,736-100.0%

$2,440-100.0%

Participant deferral / active EE

$9,360

$5,419+72.7%

$6,710+39.5%

$3,608+159.5%

Admin fee / account holder

$207

$5,959-96.5%

$10,263-98.0%

$5,124-96.0%

Provider

Service type

Compensation

WINTRUST INVESTMENTS LLC1 year

Filed as: WAYNE HUMMER INVETMENTS LLC

Service code 27

231 S LASALLE ST, 13TH FLOOR · CHICAGO, IL 60604

Advisory (Plan)

$14,093

GREAT-WEST LIFE & ANNUITY INSURANCE5+ years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$13,084

SHORE TOMPKINS ACTUARIAL RESOURCES5+ years

Service code 13 · EIN 20-1694816

Contract Administrator

$8,096

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: ADVISED ASSETS GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$796

ADRIAN SMITH & GORDON GILL ARCHITECTURE, LLP EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADRIAN SMITH & GORDON GILL ARCHITECTURE, LLP EMPLOYEE SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion