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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $123,393 |
Service code 37 · EIN 04-2647786 245 SUMMER STREET · BOSTON, MA 02210 | Loan Processing | $4,750 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,891 | $64,612-7.3% | $86,439-30.7% | $64,814-7.6% |
| Participation rate | 96.9% | 81.5%+15.4pp | 80.3%+16.6pp | 71.5%+25.4pp |
| Annual return | 18.36% | 0.66%+17.7pp | 4395.55%-4377.2pp | 32.84%-14.5pp |
| Employer contribution / active EE | $1,955 | $2,744-28.8% | $3,769-48.1% | $2,507-22.0% |
| Participant deferral / active EE | $13,710 | $7,497+82.9% | $6,952+97.2% | $4,310+218.1% |
| Admin fee / account holder | $116 | $169-31.1% | $6,732-98.3% | $188-38.0% |