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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 COMPANY · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $142,248 |
Service code 13 7300 METRO BLVD #450 · EDINA, MN 55439 | Contract Administrator | $79,857 |
Filed as: KESTRA INVESTMENTS SERVICSE LLC Service code 55 | Other Commissions | $36,658 |
Service code 99 6011 WEST COURTYARD DR. SUITE 405 · AUSTIN, TX 78730 | Other Fees | $5,528 |
Filed as: PRINCIPAL SECURITIES, INC. Service code 55 | Other Commissions | $2,968 |
BMK SOLUTIONS1 year Service code 99 1220 5TH ST. SOUTH · HOPKINS, MN 55343 | Other Fees | $2,861 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SOUTHWEST PKWY · AUSTIN, TX 78735 | Advisory (Plan) | $2,500 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,151 |
Filed as: PRINCIPAL SECURITIES Service code 55 711 HIGH ST. · DES MOINES, IA 50392 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,759 | $47,456-81.5% | $172,752-94.9% | $77,775-88.7% |
| Participation rate | 64.6% | 66.3%-1.6pp | 82.6%-18.0pp | 73.2%-8.6pp |
| Annual return | 25.25% | 35.57%-10.3pp | 802.97%-777.7pp | 32.58%-7.3pp |
| Employer contribution / active EE | $1,874 | $1,574+19.1% | $5,144-63.6% | $2,504-25.1% |
| Participant deferral / active EE | $2,976 | $2,560+16.3% | $5,198-42.7% | $3,966-25.0% |
| Admin fee / account holder | $106 | $81+31.5% | $13,955-99.2% | $100+6.3% |