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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 COMPANY · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,837 |
Service code 13 7300 METRO BLVD #450 · EDINA, MN 55439 | Contract Administrator | $13,676 |
Filed as: PRINCIPAL SECURITIES, INC. Service code 55 | Other Commissions | $13,669 |
Service code 99 6011 WEST COURTYARD DR. SUITE 405 · AUSTIN, TX 78730 | Other Fees | $1,371 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $103 |
Service code 37 · EIN 04-2647786 OPERATIONS COMPANY, INC. · BOSTON, MA 02109 | Loan Processing | $90 |
Filed as: PRINCIPAL SECURITIES Service code 55 711 HIGH ST. · DES MOINES, IA 50392 | Other Commissions | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,413 | $46,173-86.1% | $170,435-96.2% | $69,631-90.8% |
| Participation rate | 89.3% | 63.9%+25.4pp | 83.6%+5.7pp | 70.7%+18.7pp |
| Annual return | 197.29% | 21.62%+175.7pp | 205.94%-8.6pp | 27571.02%-27373.7pp |
| Employer contribution / active EE | $1,616 | $1,610+0.4% | $5,432-70.2% | $2,032-20.5% |
| Participant deferral / active EE | $2,150 | $2,080+3.3% | $4,939-56.5% | $3,224-33.3% |
| Admin fee / account holder | $29 | $116-74.6% | $13,881-99.8% | $110-73.3% |