Filed December 16, 2019
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| Provider | Service type | Compensation |
|---|---|---|
ROYAL ALLIANCE ASSOCIATES INC1+ years Service code 27 · EIN 93-0987232 | Advisory (Plan) | $11,866 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,275 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,149 | $56,199-32.1% | $67,652-43.6% | $59,632-36.0% |
| Participation rate | 68.0% | 71.5%-3.5pp | 75.7%-7.7pp | 68.7%-0.7pp |
| Annual return | 4.43% | 18505.31%-18500.9pp | 6625.04%-6620.6pp | 2041.32%-2036.9pp |
| Employer contribution / active EE | $2,272 | $1,614+40.7% | $2,266+0.3% | $2,203+3.1% |
| Participant deferral / active EE | $5,751 | $2,844+102.2% | $3,560+61.6% | $3,192+80.2% |
| Admin fee / account holder | $202 | $3,958-94.9% | $4,821-95.8% | $4,297-95.3% |