Filed December 16, 2019
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| Provider | Service type | Compensation |
|---|---|---|
ROYAL ALLIANCE ASSOCIATES INC3+ years Service code 27 · EIN 93-0987232 | Advisory (Plan) | $11,248 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $100 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,491 | $67,606-34.2% | $82,313-45.9% | $70,131-36.6% |
| Participation rate | 74.6% | 72.8%+1.8pp | 76.9%-2.3pp | 69.5%+5.1pp |
| Annual return | 12.16% | 21.57%-9.4pp | 25.88%-13.7pp | 73.14%-61.0pp |
| Employer contribution / active EE | $2,149 | $1,755+22.5% | $2,428-11.5% | $2,342-8.3% |
| Participant deferral / active EE | $5,468 | $2,987+83.1% | $3,706+47.5% | $3,332+64.1% |
| Admin fee / account holder | $128 | $4,512-97.2% | $5,608-97.7% | $4,645-97.3% |