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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $38,133 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT Service code 27 · EIN 39-2018056 | Advisory (Plan) | $15,960 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,260 | $76,696-55.3% | $96,515-64.5% | $71,511-52.1% |
| Participation rate | 90.0% | 66.6%+23.4pp | 74.3%+15.7pp | 67.9%+22.1pp |
| Annual return | 22.39% | 48.32%-25.9pp | 35.73%-13.3pp | 28.86%-6.5pp |
| Employer contribution / active EE | $2,697 | $3,032-11.0% | $3,740-27.9% | $2,589+4.2% |
| Participant deferral / active EE | $5,750 | $3,770+52.5% | $4,880+17.8% | $4,291+34.0% |
| Admin fee / account holder | $251 | $2,030-87.6% | $6,735-96.3% | $1,588-84.2% |