Filed December 4, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $196,521 |
Service code 28 · EIN 84-1612955 | Investment Management | $93,750 |
ANTON COLLINS MITCHELL LLP2 years Filed as: ACM LLP Service code 10 · EIN 01-0724563 | Accounting | $21,175 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $9,584 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $7,214 |
Service code 26 · EIN 38-2340348 | Advisory (Participants) | $7,050 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,345 | $101,523+28.4% | $141,200-7.7% | $77,775+67.6% |
| Participation rate | 97.7% | 77.4%+20.3pp | 82.5%+15.2pp | 73.2%+24.4pp |
| Annual return | 22.99% | 56.22%-33.2pp | 71.41%-48.4pp | 32.58%-9.6pp |
| Employer contribution / active EE | $5,798 | $3,341+73.5% | $4,736+22.4% | $2,504+131.6% |
| Participant deferral / active EE | $13,193 | $6,434+105.1% | $6,710+96.6% | $3,966+232.7% |
| Admin fee / account holder | $98 | $92+7.5% | $10,265-99.0% | $100-1.7% |