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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 20 GLOVER AVE · NORWALK, CT 06850 | Advisory (Plan) | $51,215 |
KPMG LLP4+ years Service code 99 PO BOX 120608 · DALLAS, TX 753120608 | Other Fees | $22,870 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $3,225 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $146 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,996 | $78,852+16.7% | $76,768+19.8% | $75,289+22.2% |
| Participation rate | 98.1% | 85.0%+13.2pp | 77.0%+21.2pp | 72.4%+25.7pp |
| Annual return | -3.75% | -1.29%-2.5pp | 2.43%-6.2pp | -0.04%-3.7pp |
| Employer contribution / active EE | $4,076 | $2,794+45.9% | $2,485+64.0% | $2,405+69.5% |
| Participant deferral / active EE | $8,294 | $4,800+72.8% | $3,852+115.3% | $3,739+121.9% |
| Admin fee / account holder | $35 | $79-55.4% | $6,676-99.5% | $102-65.6% |