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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 20 GLOVER AVE · NORWALK, CT 06850 | Advisory (Plan) | $63,750 |
RBC WEALTH MANAGEMENT3+ years Filed as: RBC CAPITAL MARKETS LLC Service code 27 60 S 6TH ST COMMISSIONS ACCTG P-14 · MINNEAPOLIS, MN 55402 | Advisory (Plan) | $30,000 |
KPMG LLP3+ years Service code 10 PO BOX 120608 · DALLAS, TX 753120608 | Accounting | $25,888 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $9,827 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage | $4,180 |
Filed as: QDRO CONSULTANTS CO LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $2,700 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,596 | $88,730+8.9% | $82,312+17.4% | $77,958+23.9% |
| Participation rate | 97.4% | 84.5%+12.8pp | 76.9%+20.5pp | 71.6%+25.7pp |
| Annual return | 17.07% | 20.88%-3.8pp | 25.88%-8.8pp | 20.87%-3.8pp |
| Employer contribution / active EE | $3,420 | $2,758+24.0% | $2,428+40.9% | $2,310+48.0% |
| Participant deferral / active EE | $7,357 | $4,634+58.8% | $3,706+98.5% | $3,537+108.0% |
| Admin fee / account holder | $60 | $74-18.5% | $5,608-98.9% | $97-38.1% |