Filed June 8, 2015
Total covered: 38 employees
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $189,029 |
INSERO & CO. CPAS, LLP1+ years Filed as: INSERO AND CO CPAS LLP Service code 10 · EIN 47-5324570 | Accounting | $19,500 |
CURCIO WEBB1+ years Filed as: CURCIO WEBB LLC Service code 28 · EIN 36-4171366 | Investment Management | $11,500 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $166,400 | $130,052+27.9% | $86,717+91.9% | $77,906+113.6% |
| Participation rate | 86.7% | 85.9%+0.8pp | 76.6%+10.1pp | 73.7%+13.0pp |
| Annual return | 72.27% | -12.73%+85.0pp | 35.97%+36.3pp | 12.16%+60.1pp |
| Employer contribution / active EE | $3,085 | $3,214-4.0% | $2,837+8.7% | $2,846+8.4% |
| Participant deferral / active EE | $5,263 | $5,741-8.3% | $4,657+13.0% | $4,805+9.5% |
| Admin fee / account holder | $63 | $132-52.3% | $7,494-99.2% | $133-52.5% |