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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 99 · EIN 20-8874282 | Other Fees | $13,583 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $7,650 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,016 | $52,293-46.4% | $178,499-84.3% | $73,412-61.8% |
| Participation rate | 61.5% | 65.3%-3.8pp | 81.9%-20.4pp | 72.2%-10.7pp |
| Annual return | 14.51% | 34.75%-20.2pp | 151.10%-136.6pp | 59.30%-44.8pp |
| Employer contribution / active EE | $2 | $1,735-99.9% | $5,011-100.0% | $2,234-99.9% |
| Participant deferral / active EE | $2,596 | $2,332+11.3% | $5,202-50.1% | $3,806-31.8% |
| Admin fee / account holder | $33 | $127-74.4% | $13,986-99.8% | $158-79.4% |