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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC1+ years Filed as: NFP SECURITIES INC Service code 55 1250 S CAPITAL OF TEXAS HWY · WEST LAKE HILLS, TX 78746 | Other Commissions | $16,631 |
Service code 37 · EIN 04-2647786 | Loan Processing | $419 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,504 | $57,108-11.6% | $94,228-46.4% | $52,331-3.5% |
| Participation rate | 51.8% | 72.9%-21.1pp | 78.8%-27.0pp | 68.1%-16.3pp |
| Annual return | 1.23% | 1.47%-0.2pp | 10.68%-9.5pp | 4.54%-3.3pp |
| Employer contribution / active EE | $773 | $1,735-55.4% | $3,587-78.4% | $1,882-58.9% |
| Participant deferral / active EE | $2,010 | $3,040-33.9% | $4,320-53.5% | $3,022-33.5% |
| Admin fee / account holder | $4 | $546-99.3% | $6,269-99.9% | $592-99.3% |