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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $77,492 |
Service code 37 · EIN 04-2647786 | Loan Processing | $69,008 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,464 | $75,388-3.9% | $123,553-41.3% | $55,725+30.0% |
| Participation rate | 97.5% | 75.7%+21.9pp | 82.3%+15.2pp | 70.9%+26.7pp |
| Annual return | -4.34% | 4.48%-8.8pp | 119.21%-123.5pp | 244.93%-249.3pp |
| Employer contribution / active EE | $4,627 | $3,063+51.1% | $4,6280% | $2,078+122.7% |
| Participant deferral / active EE | $9,770 | $5,651+72.9% | $6,426+52.0% | $3,356+191.2% |
| Admin fee / account holder | $284 | $120+137.5% | $9,284-96.9% | $115+146.9% |