Filings through .
4 of 18 flags tripped on the 2025 filing.
Low returns
Annual investment return is in the bottom quintile of the peer cohort.
Low assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Possible retail share class: $4K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Wind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$9K in admin expenses, $74 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
3 funds of $250K or more; 15 lines in all, holding $1.8M of the plan's $1.9M. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 88% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 8 vintagesRecordkeeper's own fund | $1.6M | 87.8% |
| Fixed Income Guar Principal · Insurance contract Recordkeeper's own fund | $153K | 8.5% |
| Principal Large Cap S&P 500 Index Sep Acct Principal · Collective trust IndexRecordkeeper's own fund | $13K | 0.7% |
| LargeCap Growth I Sep Acct+ T. Rowe Price · Collective trust | $10K | 0.6% |
| Voya Intermediate Bond R Fund Voya · Mutual fund | $7K | 0.4% |
| Principal Bond Market Index Sep Accoun Principal · Separate account IndexRecordkeeper's own fund | $7K | 0.4% |
| SmallCap S&P 600 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $7K | 0.4% |
| SmallCap Growth I Sep Acct AllianceBernstein · Other | $6K | 0.4% |
| Principal International Equity Index SA Principal · Mutual fund IndexRecordkeeper's own fund | $6K | 0.3% |
| Principal Equity Income Separate Fund Principal · Separate account Recordkeeper's own fund | $3K | 0.2% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
5 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
5 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 2 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $8,527 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 Advisory (Plan) | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
3 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025