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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $51,858 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $28,556 |
LEVENSON, KATZIN & BALLO1+ years Service code 10 · EIN 65-0680306 | Accounting | $15,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,389 | $39,458+63.2% | $60,547+6.3% | $55,191+16.7% |
| Participation rate | 84.4% | 59.6%+24.8pp | 68.0%+16.5pp | 69.2%+15.3pp |
| Annual return | 7.48% | 3.35%+4.1pp | 335.64%-328.2pp | 10.78%-3.3pp |
| Employer contribution / active EE | $4,275 | $1,210+253.4% | $2,419+76.7% | $1,899+125.2% |
| Participant deferral / active EE | $9,964 | $2,140+365.5% | $3,328+199.4% | $3,046+227.1% |
| Admin fee / account holder | $36 | $95-62.1% | $4,536-99.2% | $91-60.3% |