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| Provider | Service type | Compensation |
|---|---|---|
GWN SECURITIES, INC6+ years Filed as: GWN SECURITIES INC Service code 55 · EIN 65-0939556 | Other Commissions | $108,990 |
Service code 37 · EIN 04-2647786 | Loan Processing | $10,948 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,706 | $56,095-0.7% | $178,499-68.8% | $90,274-38.3% |
| Participation rate | 97.0% | 65.6%+31.5pp | 81.9%+15.1pp | 73.4%+23.7pp |
| Annual return | 32.84% | 28.81%+4.0pp | 151.10%-118.3pp | 53.97%-21.1pp |
| Employer contribution / active EE | $2,886 | $1,572+83.5% | $5,011-42.4% | $2,523+14.4% |
| Participant deferral / active EE | $10,472 | $2,669+292.4% | $5,202+101.3% | $4,231+147.5% |
| Admin fee / account holder | $6 | $101-93.6% | $13,986-100.0% | $114-94.3% |