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| Provider | Service type | Compensation |
|---|---|---|
GWN SECURITIES, INC5+ years Filed as: GWN SECURITIES INC Service code 55 · EIN 65-0939556 | Other Commissions | $65,282 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,956 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,136 | $47,456-17.5% | $172,752-77.3% | $77,775-49.7% |
| Participation rate | 95.5% | 66.3%+29.3pp | 82.6%+12.9pp | 73.2%+22.3pp |
| Annual return | 47.80% | 35.57%+12.2pp | 802.97%-755.2pp | 32.58%+15.2pp |
| Employer contribution / active EE | $2,919 | $1,574+85.4% | $5,144-43.3% | $2,504+16.6% |
| Participant deferral / active EE | $8,032 | $2,560+213.8% | $5,198+54.5% | $3,966+102.5% |
| Admin fee / account holder | $4 | $81-94.4% | $13,955-100.0% | $100-95.5% |