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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC1 year Filed as: NFP SECURITES, INC Service code 28 · EIN 74-2794194 | Investment Management | $96,000 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $24,852 |
SUTTON FROST CARY LLP6+ years Service code 10 · EIN 75-2593210 | Accounting | $19,500 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO,. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $223,533 | $79,519+181.1% | $95,968+132.9% | $73,415+204.5% |
| Participation rate | 97.6% | 81.2%+16.4pp | 77.1%+20.5pp | 72.2%+25.4pp |
| Annual return | 15.08% | 19.20%-4.1pp | 91.65%-76.6pp | 59.30%-44.2pp |
| Employer contribution / active EE | $5,896 | $2,048+187.9% | $2,542+132.0% | $2,234+163.9% |
| Participant deferral / active EE | $13,431 | $4,138+224.6% | $4,167+222.3% | $3,806+252.9% |
| Admin fee / account holder | $66 | $184-63.9% | $6,798-99.0% | $158-57.9% |