Filed December 1, 2023 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JANUS CAPTL MANAGEMENT LLC Service code 28 · EIN 75-3019302 | Investment Management | $1,549,923 |
DRIEHAUS CAPITAL MANAGEMENT LLC6+ years Service code 28 · EIN 20-3634295 | Investment Management | $824,453 |
ARTISAN PARTNERS6+ years Filed as: ARTISAN PARTNERS LTD PARTNERSHIP Service code 28 · EIN 30-0551775 | Investment Management | $802,367 |
Filed as: EAGLE CAPITAL MANAGEMENT Service code 28 · EIN 22-3361201 | Investment Management | $737,992 |
NORTHERN TRUST COMPANY6+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $553,759 |
WESTERN ASSET MANAGEMENT COMPANY6+ years Service code 28 · EIN 95-2705767 | Investment Management | $507,799 |
BOSTON PARTNERS5 years Service code 28 · EIN 98-0202744 | Investment Management | $439,508 |
Service code 28 · EIN 95-3703295 | Investment Management | $389,338 |
STRATEGIC ADVISORS, INC.1 year Filed as: STRATEGIC ADVISORS Service code 27 · EIN 04-2654524 | Advisory (Plan) | $385,231 |
GOLDMAN SACHS1 year Filed as: GOLMAN SACHS ASSET MANAGEMENT Service code 28 100 BANK ST · BURLINGTON, VT 05401 | Investment Management | $315,838 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $404,887 | $176,471+129.4% | $95,968+321.9% | $90,274+348.5% |
| Participation rate | 98.4% | 86.6%+11.9pp | 77.1%+21.3pp | 73.4%+25.1pp |
| Annual return | 19.21% | 20.15%-0.9pp | 91.65%-72.4pp | 53.97%-34.8pp |
| Employer contribution / active EE | $5,999 | $2,783+115.5% | $2,542+136.0% | $2,523+137.7% |
| Participant deferral / active EE | $12,684 | $5,325+138.2% | $4,167+204.4% | $4,231+199.8% |
| Admin fee / account holder | $521 | $154+237.7% | $6,798-92.3% | $114+356.5% |