Retirement plan

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Name: MILLER AND COMPANY LLC - MILLER AND COMPANY RETIREMENT SAVINGS PLAN (2016) Form 5500
Creator: MILLER AND COMPANY LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MILLER AND COMPANY RETIREMENT SAVINGS PLAN, MILLER AND COMPANY LLC

MILLER AND COMPANY LLCEIN 20-0333465Plan #099PY 2016

9700 WEST HIGGINS ROAD, SUITE 1000 - ROSEMONT, IL 60018847-696-2400

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$9M

+3.9% from 2015

Total participants

128

+1.6% from 2015

Average account balance

$70,422

+2.3% from 2015

Annual return

12.46%

+1.02 pp from 2015

Benchmarks

See 2,366 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants100-249

Cohort2,366 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.03M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$179K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

101.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$721K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.63%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$37678

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
THE CAFARO GROUP LLC1 year Filed as: CAFARO GREENLEAF Service code 28 · EIN 47-1303673	Investment Management	$8,544
TRANSAMERICA RETIREMENT SOLUTIONS1 year Service code 12 · EIN 13-3689044	Investment management; Participant lo...	$1,472
MID ATLANTIC CAPITAL CORPORATION1 year Service code 33	Securities brokerage; Securities brok...	$0
NATIONAL FINANCIAL SERVICES1 year Service code 33 · EIN 04-3523567	Securities brokerage; Securities brok...	$0

Plan features & details

Pension benefit codes2F2G2J2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$10K

$93 / participant

Investment mgmt$9K85.3%
Other / not subdivided$1K14.7%

% of EOY assets

0.111%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARCUM LLP
Auditor EIN: 111986323
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$70,422

$63,924+10.2%

$108,582-35.1%

$55,167+27.7%

Participation rate

100.0%

74.3%+25.7pp

79.6%+20.4pp

69.0%+31.0pp

Annual return

12.46%

15.31%-2.9pp

-51.70%+64.2pp

169.23%-156.8pp

Employer contribution / active EE

$984

$1,879-47.6%

$3,758-73.8%

$1,963-49.9%

Participant deferral / active EE

$4,618

$3,067+50.6%

$4,311+7.1%

$3,054+51.2%

Admin fee / account holder

$78

$618-87.3%

$7,645-99.0%

$504-84.5%

Provider

Service type

Compensation

THE CAFARO GROUP LLC1 year

Filed as: CAFARO GREENLEAF

Service code 28 · EIN 47-1303673

Investment Management

$8,544

TRANSAMERICA RETIREMENT SOLUTIONS1 year

Service code 12 · EIN 13-3689044

Investment management; Participant lo...

$1,472

MID ATLANTIC CAPITAL CORPORATION1 year

Service code 33

Securities brokerage; Securities brok...

NATIONAL FINANCIAL SERVICES1 year

Service code 33 · EIN 04-3523567

Securities brokerage; Securities brok...

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion