Retirement plan

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Name: MILLER AND COMPANY LLC - MILLER AND COMPANY RETIREMENT SAVINGS PLAN (2019) Form 5500
Creator: MILLER AND COMPANY LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MILLER AND COMPANY RETIREMENT SAVINGS PLAN, MILLER AND COMPANY LLC

MILLER AND COMPANY LLCEIN 20-0333465Plan #099PY 2019

9700 WEST HIGGINS ROAD, SUITE 1000 - ROSEMONT, IL 60018847-696-2400

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$11.2M

+17.6% from 2018

Total participants

123

+5.1% from 2018

Average account balance

$108,794

+17.6% from 2018

Annual return

18.83%

+23.07 pp from 2018

Benchmarks

See 2,363 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants100-249

Cohort2,363 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.03M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$179K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

101.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$721K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.63%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$37678

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
THE CAFARO GROUP LLC4 years Filed as: CAFARO GREENLEAF Service code 28 · EIN 47-1303673	Investment Management	$23,422
TRANSAMERICA RETIREMENT SOLUTIONS4 years Service code 12 · EIN 13-3689044	Recordkeeping fees; Recordkeeping and...	$1,232
MID ATLANTIC CAPITAL CORPORATION4 years Service code 33 · EIN 25-1409618	Securities brokerage; Securities brok...	$0
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567	Securities brokerage; Securities brok...	$0

Plan features & details

Pension benefit codes2F2G2J2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$23K

$225 / participant

Investment mgmt$23K100.0%

% of EOY assets

0.209%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARCUM LLP
Auditor EIN: 111986323
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$108,794

$86,341+26.0%

$125,195-13.1%

$65,186+66.9%

Participation rate

80.8%

75.3%+5.5pp

79.8%+1.0pp

70.2%+10.6pp

Annual return

18.83%

27.44%-8.6pp

43.79%-25.0pp

29.39%-10.6pp

Employer contribution / active EE

$1,668

$2,040-18.2%

$3,866-56.9%

$2,177-23.4%

Participant deferral / active EE

$5,120

$3,538+44.7%

$4,937+3.7%

$3,514+45.7%

Admin fee / account holder

$227

$609-62.7%

$9,704-97.7%

$847-73.2%

Provider

Service type

Compensation

THE CAFARO GROUP LLC4 years

Filed as: CAFARO GREENLEAF

Service code 28 · EIN 47-1303673

Investment Management

$23,422

TRANSAMERICA RETIREMENT SOLUTIONS4 years

Service code 12 · EIN 13-3689044

Recordkeeping fees; Recordkeeping and...

$1,232

MID ATLANTIC CAPITAL CORPORATION4 years

Service code 33 · EIN 25-1409618

Securities brokerage; Securities brok...

NATIONAL FINANCIAL SERVICES4 years

Service code 33 · EIN 04-3523567

Securities brokerage; Securities brok...

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MILLER AND COMPANY RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion