Filed November 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $208,443 |
HARTLAND & CO1 year Filed as: HARTLAND AND CO. Service code 70 · EIN 34-1597728 | Consulting Fees | $45,000 |
EISNERAMPER LLP2+ years Filed as: EISNER AMPER Service code 10 · EIN 13-1639826 | Accounting | $42,084 |
PROSKAUER ROSE LLP1 year Service code 70 · EIN 13-1840454 | Consulting Fees | $23,983 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,526 | $35,463+113.0% | $69,182+9.2% | $329,111-77.1% |
| Participation rate | 57.5% | 34.6%+22.9pp | 55.1%+2.3pp | 67.9%-10.4pp |
| Annual return | 7.71% | 7.72%0pp | -21.93%+29.6pp | 16.35%-8.6pp |
| Employer contribution / active EE | $2,486 | $449+453.4% | $1,206+106.1% | $2,303+7.9% |
| Participant deferral / active EE | $3,555 | $1,018+249.3% | $1,897+87.4% | $3,682-3.5% |
| Admin fee / account holder | $38 | $64-40.6% | $2,697-98.6% | $754-94.9% |