Filed November 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $204,333 |
EISNERAMPER LLP1+ years Filed as: EISNER AMPER Service code 10 · EIN 13-1639826 | Accounting | $41,393 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,398 | $34,910+101.7% | $59,496+18.3% | $69,651+1.1% |
| Participation rate | 51.1% | 37.9%+13.3pp | 54.6%-3.4pp | 66.6%-15.4pp |
| Annual return | -1.14% | 0.39%-1.5pp | 182.05%-183.2pp | 53.77%-54.9pp |
| Employer contribution / active EE | $2,215 | $496+346.7% | $1,153+92.2% | $2,241-1.1% |
| Participant deferral / active EE | $3,147 | $1,077+192.3% | $1,829+72.0% | $3,635-13.4% |
| Admin fee / account holder | $0 | $60-100.0% | $2,232-100.0% | $63-100.0% |