Filed January 13, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $8,997 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,888 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,426 | $58,726+54.0% | $92,233-2.0% | $62,292+45.2% |
| Participation rate | 48.7% | 68.3%-19.7pp | 76.5%-27.8pp | 69.5%-20.8pp |
| Annual return | 19.47% | 43.62%-24.1pp | 176.28%-156.8pp | 28.90%-9.4pp |
| Employer contribution / active EE | $434 | $2,392-81.9% | $3,679-88.2% | $2,042-78.8% |
| Participant deferral / active EE | $2,812 | $2,766+1.7% | $3,897-27.8% | $3,169-11.3% |
| Admin fee / account holder | $88 | $556-84.1% | $5,194-98.3% | $479-81.6% |