Filed January 20, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $185,314 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGANSTANLEY SMITHBARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $78,000 |
TRONCONI SEGARRA & ASSOCIATES6+ years Service code 10 · EIN 04-3728817 | Accounting | $8,425 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,737 | $108,759-44.2% | $149,696-59.4% | $93,223-34.8% |
| Participation rate | 27.1% | 70.7%-43.6pp | 82.5%-55.4pp | 74.9%-47.8pp |
| Annual return | 11.43% | 19.53%-8.1pp | 276.60%-265.2pp | 19.29%-7.9pp |
| Employer contribution / active EE | $788 | $2,777-71.6% | $4,644-83.0% | $2,680-70.6% |
| Participant deferral / active EE | $1,773 | $6,149-71.2% | $6,842-74.1% | $4,563-61.1% |
| Admin fee / account holder | $59 | $81-27.4% | $9,309-99.4% | $79-25.9% |