Filed June 10, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST GREAT-WEST LIFE & ANNUITY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $45,179 |
SECURITIES AMERICA INC4+ years Filed as: SECURITIES AMERICA INC. Service code 55 12325 PORT GRACE BLVD. · LA VISTA, NE 68128 | Other Commissions | $20,700 |
ACTUARIAL BENEFITS CORP4+ years Filed as: ACTUARIAL CONSULTING SERVICES, INC. Service code 13 | Contract Administrator | $8,498 |
ACTUARIAL BENEFITS CORP4+ years Filed as: ACTUARIAL CONSULTING SERVICES, INC Service code 13 200 JOHN JAMES AUDUBON PARKWAY · AMHERST, NY 14228 | Contract Administrator | $950 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,534 | $66,302+9.4% | $110,238-34.2% | $56,287+28.9% |
| Participation rate | 80.3% | 74.9%+5.4pp | 79.8%+0.5pp | 69.9%+10.5pp |
| Annual return | -5.09% | -1.18%-3.9pp | 314.74%-319.8pp | -9.96%+4.9pp |
| Employer contribution / active EE | $1,641 | $2,047-19.8% | $3,826-57.1% | $2,111-22.3% |
| Participant deferral / active EE | $3,943 | $3,381+16.6% | $4,672-15.6% | $3,350+17.7% |
| Admin fee / account holder | $425 | $698-39.2% | $8,547-95.0% | $521-18.4% |