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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES INC. IS BILL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,000 |
Service code 13 · EIN 06-1050034 | Contract Administrator | $8,542 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,395 | $62,267+50.0% | $110,243-15.3% | $55,725+67.6% |
| Participation rate | 85.8% | 78.1%+7.6pp | 79.8%+5.9pp | 70.9%+14.9pp |
| Annual return | -5.08% | -1.07%-4.0pp | 314.76%-319.8pp | 244.93%-250.0pp |
| Employer contribution / active EE | $1,541 | $1,941-20.6% | $3,827-59.7% | $2,078-25.9% |
| Participant deferral / active EE | $4,348 | $3,516+23.7% | $4,672-6.9% | $3,356+29.6% |
| Admin fee / account holder | $147 | $121+21.8% | $8,548-98.3% | $115+27.8% |