Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $136,430 |
Filed as: GREAT-WEST TRUST COMPANY, LLC (NY) Service code 15 · EIN 84-0467907 | Recordkeeping | $4,115 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $278,856 | $79,519+250.7% | $95,964+190.6% | $73,412+279.8% |
| Participation rate | 99.7% | 81.2%+18.5pp | 77.1%+22.6pp | 72.2%+27.5pp |
| Annual return | 19.95% | 19.20%+0.8pp | 91.64%-71.7pp | 59.30%-39.3pp |
| Employer contribution / active EE | $8,253 | $2,048+303.0% | $2,541+224.8% | $2,234+269.5% |
| Participant deferral / active EE | $7,751 | $4,138+87.3% | $4,167+86.0% | $3,806+103.7% |
| Admin fee / account holder | $343 | $184+86.0% | $6,797-95.0% | $158+117.1% |