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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, INC Service code 26 · EIN 35-2552359 1250 CAPITAL OF TEXAS HIGHWAY SOUTH · AUSTIN, TX 78746 | Advisory (Participants) | $20,955 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,796 | $72,273-10.3% | $101,275-36.0% | $79,856-18.9% |
| Participation rate | 36.5% | 68.5%-32.0pp | 75.8%-39.3pp | 69.6%-33.2pp |
| Annual return | 14.62% | 22.30%-7.7pp | 46.48%-31.9pp | 31.71%-17.1pp |
| Employer contribution / active EE | $0 | $2,691-100.0% | $3,660-100.0% | $2,471-100.0% |
| Participant deferral / active EE | $1,761 | $3,282-46.3% | $4,371-59.7% | $3,741-52.9% |
| Admin fee / account holder | $615 | $4,401-86.0% | $5,948-89.7% | $5,306-88.4% |