Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, INC Service code 26 · EIN 35-2552359 1250 CAPITAL OF TEXAS HIGHWAY SOUTH · AUSTIN, TX 78746 | Advisory (Participants) | $29,642 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,023 | $65,364-2.1% | $92,909-31.1% | $72,975-12.3% |
| Participation rate | 28.9% | 68.3%-39.4pp | 76.0%-47.1pp | 69.5%-40.6pp |
| Annual return | 23.23% | 42.11%-18.9pp | 109.44%-86.2pp | 81.01%-57.8pp |
| Employer contribution / active EE | $0 | $2,594-100.0% | $3,653-100.0% | $2,440-100.0% |
| Participant deferral / active EE | $1,588 | $3,128-49.2% | $4,238-62.5% | $3,608-56.0% |
| Admin fee / account holder | $624 | $4,251-85.3% | $5,795-89.2% | $5,124-87.8% |