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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONE GROUP RETIREMENT ADVISORS Service code 28 706 N. CLINTON STREET · SYRACUSE, NY 13204 | Investment Management | $16,206 |
Service code 12 · EIN 23-3038464 | Recordkeeping fees; Consulting (gener... | $13,232 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,358 | $47,163-73.8% | $149,696-91.7% | $74,460-83.4% |
| Participation rate | 51.6% | 63.4%-11.8pp | 78.8%-27.2pp | 70.7%-19.1pp |
| Annual return | 13.49% | 22.75%-9.3pp | 134.46%-121.0pp | 34.38%-20.9pp |
| Employer contribution / active EE | $554 | $1,907-70.9% | $4,821-88.5% | $2,638-79.0% |
| Participant deferral / active EE | $925 | $2,730-66.1% | $5,682-83.7% | $4,530-79.6% |
| Admin fee / account holder | $47 | $343-86.2% | $13,212-99.6% | $348-86.4% |